Volcanoes of the Eastern Sierra Nevada:
Geology and Natural Heritage of the Long Valley Caldera

Analysis of Landslide Hazards and Risks in Yosemite Valley, Yosemite National Park, California

Madison Rocco Ferrara

Yosemite Valley

Abstract

Landslides, rapid downslope movement of rock or soil, pose a risk to the nearly 4 million tourists (USGS, n.d.) that visit Yosemite Valley in Yosemite National Park, California every year. The National Park Service has made efforts to reduce the risks associated with landslide hazards by calculating a risk metric (risk level) for locations within Yosemite Valley. The National Park Service first mapped a rock fall hazard line by mapping boulders outlying the talus slope. The 90th-percentile distances, the distances at which there is a 10% probability that boulders will fall past this point, were then calculated and scaled for frequency using cosmogenic 10Be exposure dating and STONE rock fall simulations. Using these components a rock fall hazard line was obtained and used to quantify a risk metric (risk level) at locations within Yosemite Valley. The risk metric was calculated by first identifying structures within the rock fall hazard zone and then assigning each location a numerical value based on the expected number of occupants and frequency of outlying boulder impacts in the area. The risk metric for locations within Yosemite Valley range from 0.1 (low risk) to 32.6 (high risk). This information has been used by the National Park Service to employ various mitigation techniques to reduce the risks associated with landslide hazards in Yosemite Valley. Over 200 buildings in Curry Village, Yosemite Valley have been closed and 3 buildings have been restructured in light of the calculated risk metric (Stock, Luco, Collins, Harp, Reichenback, and Frankel, 2012a). The risks associated with landslide hazards in Yosemite Valley have been calculated to be reduced by 95% due to the efforts set forth by the National Park Service ("Rockfall," n.d.)

Introduction

Landslides are a natural phenomenon that cause a large number of casualties and economic losses worldwide. In the United States, approximately 25 to 50 casualties are attributed to landslides annually and approximately 3.5 billion dollars (year 2001 dollars) worth of damages are reported each year. Worldwide, the number of annual casualties is over 1000 and economic losses are in the multiple billions of dollars (USGS, n.d.).

A landslide is defined as a rapid downslope movement of rock or soil (or artificial fill) as a more or less coherent mass. The mass movement of rock or soil occurs when the resisting force of the material to stay in place is overcome by the driving force applied to pull the material downslope (primary driving force being gravity) (Keller, 2000). Factors affecting the driving and resisting forces on a material include topography, material strength, seismic activity, water, and vegetation. Primary regions of landslide occurrence in the United States are in the mountainous and coastal regions of California, Oregon, and Washington, however, landslides occur in all 50 U.S. states (USGS, n.d.).

Geologic History of Yosemite Valley

Yosemite National Park in eastern California was declared a national park in 1890 ("History and Culture," n.d.) due to the hard work and determination of John Muir to have the area preserved in its natural setting. Yosemite National Park is composed of large granitic rocks that were formed from the Sierra Nevada batholith during the Late Cretaceous (99-65 million years ago) geological period (Bateman, 1992; Calkins, Huber, Roller, 1985). Rivers and cycles of glaciation since the orogeny of the mountains within Yosemite National Park have carved a valley deep within the granitic rocks, known today as Yosemite Valley (Figure 1). Glacial erosion and orographic uplift help create the steep walls lining the valley that reach up to 1 km tall (Huber, 1987). The most recent glaciation event, known as the Tioga glaciation, experienced maximum extent coverage approximately 18,000-20,000 years ago covering most of what is now the northwestern United States ("Oblique Map Showing Extent of 20,000 Year-Old (Tioga) Glaciers," n.d.). Glacial coverage resulted in formation of moraines, displaced boulders (termed erratics), U-shaped valleys, and also cleared the talus (rock fragments that have accumulated at the base of a cliff or slope) from the floor of Yosemite Valley (Stock, Collins, Santaniello, Zimmer, Wieczorek, and Snyder, 2012b). After deglaciation approximately 15,000-17,000 years ago (Huber, 1987) post-glacial rock fall deposits have been able to be preserved due to this clearing of the valley floor (Stock et al., 2012b). Since the melting of the Tioga ice sheet, landslides currently cause the greatest change in landform at Yosemite National Park.

Yosemite Valley

Figure 1. Shaded relief map of Yosemite Valley in Yosemite National Park, California (inset). (Stock et. al., 2012a)

Causes of Landslides

Landslides, rapid downslope movements of rock or soil, are result from unstable slopes. Slope stability is determined by the interrelation of several factors including topography (i.e. slope angle), material strength (i.e. type of material), seismic activity, water, and vegetation. Slope stability can be expressed in terms of the relationship between the driving forces and resisting forces applied to a slope. Driving forces are forces which tend to move earth materials down a slope. The primary driving force responsible for landslides is the weight of the material being pulled downslope by gravity. Resisting forces are forces which tend to oppose movement. The primary resisting force in terms of landslides is the strength of the material acting parallel to a slip plane, known as shear strength (Keller, 2000).

Topography relates to potential landslide occurrence steep slope angles create greater relative potential energy for a material. Yosemite Valley has great potential for landslide occurrence due to the valley’s steep walls that can be angled as steep as 90 degrees (Figure 2). The shear strength of slope material is the most significant factor in determining the resistance of downslope movement of materials. The factors that contribute to shear strength of a material are cohesion and internal friction ("Landslides, Slope Failure, and other Mass Wasting Processes," n.d.). Although granite of Yosemite National Park has a high shear strength, events such as seismic activity, tectonic stresses, and erosion can cause granitic rock to fracture. Fractures that develop parallel to the surface of the rock face (termed sheeting joints) ultimately cause large slabs of rock to fall downslope in a process called exfoliation ("Rockfall," n.d.). Exfoliation is a common phenomenon in granitic rocks and can be observed in most exposed rock faces at Yosemite National Park.

Yosemite Valley surface slope map

Figure 2. Surface slope map for Yosemite Valley. Very steep valley walls (red) are easily distinguished from the nearly flat valley floor (blue). (Stock et al., 2012a)

Water, ice, earthquakes, and vegetation are able to transfer energy into rock fractures and provide the necessary forces needed to overcome the resistive strength of slope material. Landslides can be triggered by water seeping into cracks followed by expansion upon freezing into ice. The outward pressure applied on cracks from the expanded ice is possible to provide sufficient energy to overcome the shear strength of the material resulting in a downslope movement of rock. This process is known as frost wedging or freeze-thaw mechanics. Similarly, the roots of vegetation (most notably firs and pines in the Yosemite region) can infiltrate cracks and expand as the plant matures which can create a driving force that is possible of being strong enough to trigger a landslide ("Rockfall," n.d.). Commonly, landslides are triggered by seismic activity resulting from earthquakes due to the large amount of energy and ground shaking associated with these events (Keller, 2000). Correlations have been found showing an increasing area coverage of landslide debris with increasing magnitude of earthquakes (Figure 3) (Keefer, 1984). However, there is a large degree of uncertainty regarding what exactly triggers a landslide for any given event ("Rockfall," n.d.). In Yosemite Valley, more than half of all documented landslides are not able to be associated with a recognizable trigger (Stock, Luco, Collins, Harp, Reichenback, and Frankel, 2012a)

graph

Figure 3. Correlation between magnitude of earthquake and area affected by landslides (km2). (Keefer, 1984)

Hazards

Assessing hazards associated with landslides in Yosemite Valley has been used to help aid in enhancing park safety. With respect to landslides, hazard has been defined as “the probability of occurrence within a specified period of time and within a given area of a potentially damaging phenomenon” (Varnes, 1984). Information about past landslides can be obtained through observations of talus slopes in Yosemite Valley. Talus is the accumulation of rock fall generated boulders at the base of steep cliffs (Stock et al., 2012a). Rock fall accumulates in a characteristic profile known as a talus slope in rock fall dominated regions (Evans, Hungr, 1993). Efforts have been made by the National Park Service to identify and map the base of talus slopes in order to access where past rock falls have occurred (Stock et al., 2012b).

The National Park Service used several factors based on observable and measurable evidence of past landslides to create a rock fall hazard line. The rock fall hazard line is scaled to represent the same level of hazard everywhere within the line and a 0.2% annual probability that a boulder will be deposited beyond this line. In order to develop the rock fall hazard line outlying boulders (any boulders that travel beyond the limits of the talus deposits) were mapped to determine the maximum extent of previous landslides. However, as more talus accumulates from landslides with time the angle of the talus slope also increases. For this, the maximum extent of outlying boulders will increase with time. To adjust for this process the National Park Service calculated what is known as the 90th-percentile distance. The 90th-percentile distance is the distance at which there is a 10% probability that an outlying boulder from a future rock fall will exceed this distance (Stock et al., 2012a). Because information on rock fall frequency is critical to fully evaluate hazard (Varnes, 1984) the National Park Service scaled the 90th-percentile distances for frequency. This was done by age dating the outlying boulders using cosmogenic 10Be exposure dating and computer generated rock fall simulations (known as STONE). This information was then used to calculate the position at which there is a 0.2% annual probability that a boulder will be deposited beyond this line (Stock et al., 2012a). A flow chart illustrating the various components on assessing the rock fall hazard line is shown in Figure 4.

hazards

Figure 4. Flow chart illustrating the key components of the hazard assessment methodology used to determine the final rock-fall hazard line. (Stock et al., 2012a).

An example of the mapped rock fall hazard line in one of the locations in Yosemite Valley is shown in Figure 5.

rock fall hazard

Figure 5. The final adjusted rock-fall hazard line for the Wahhoga and Camp 4 study regions within Yosemite Valley. (Stock et al., 2012a).

Risks

Risk, in regards to landslides, has been defined as a measure of "the probability and severity of an adverse effect to health, property, or the environment" (Fell, Corominas, Bonnard, Cascini, Leroi, Savage, 2008). Landslides pose risk to the nearly four million annual visitors of Yosemite National Park. (Stock et al., 2012a). Between 1857 and 2011 there were 15 fatalities and at least 85 injuries from rock falls and other forms of slope movement in Yosemite (Stock et al., 2012b). Trails, roads, parking lots, tent cabins, wooden cabins, residences and other structures in Yosemite Valley have also been damaged by landslides. (Stock et al., 2012a). Due to the steep valley walls (˜1 km tall) and the relatively narrow width of the valley there is no region that is absolutely safe from extremely large rock falls within Yosemite Valley (Wieczorek, Morrissey, Jovine, and Godt, 1998). In order to access the risk of rock falls and other forms of landslides at each area within Yosemite National Park the National Park Service has quantified a risk metric in order to identify locations that are most at risk of landslide hazards.

Risks from landslide hazards were quantified into a risk metric by determining the likelihood of persons being struck by falling boulders within the hazard line. The risk assessment focused on areas in Yosemite Valley where large groups of people accumulate such as campsites, lodges, amphitheaters, and other facilities. All structures were assumed to be equally penetrable by rock fall boulders (Stock et al., 2012a) because the large amount of energy carried by these falling boulders is likely to knock down any structure in its path. A risk metric (risk level) was quantified for each structure or facility by using a combination of the distance from the hazard line to assess the likelihood of being struck with a boulder and the expected occupancy during any given time. The calculation of the risk metric is the product of the annualized frequency of boulders striking the structure and the annualized expected number of people to be in the structure. A flow chart illustrating the procedure used to calculate the risk metric is shown in Figure 6.

risks

Figure 6. Flow chart illustrating the key components of the risk assessment methodology used to determine the final risk metric for structures within rock-fall hazard zone. (Stock et al., 2012a).

The risk metrics for the structures ranged from 0.1 to 32.6. The National Park Service plotted this information onto several maps relative to the area being observed in order to assess which locations are most at risk for adverse effects on persons and structures within those locations. This information was used for devising a suitable mitigation technique to reduce the risk from landslide hazards (Stock et al., 2012a). An example of one of the maps plotting risk metric in relation to location in Yosemite Valley is shown in Figure 7 below.

risk metrics

Figure 7. Risk metrics for structures within the Wahhoga and Camp 4 study regions within Yosemite Valley. (Stock et al., 2012a).

Mitigation

Mitigation techniques such as scaling or stabilizing loose rocks and installing ditches, fences, or netting to slow or stop falling are generally considered unfeasible due to the National Park Services duty to conserve the natural scenery and processes of Yosemite Valley. Furthermore, even these methods cannot stop high energy rock falls in Yosemite Valley. Because it is not feasible to reduce hazard (probability of occurrence) of landslides in Yosemite Valley the most effective way to reduce the risk of injury to persons is to limit the exposure of people to the most hazardous areas. For this, the National Park Service has removed or repurposed various structures and buildings to reduce the occupancy of the locations at any given time ("Reducing Rockfall Risk in Yosemite National Park," n.d.).

A lodging area named Curry Village was identified as one of the locations most at risk of landslide hazards in Yosemite Valley (Stock et al., 2012b). For this, more than 200 buildings were removed from Curry Village in 2013 and three other buildings were repurposed from residences to storage. Other facilities in Yosemite Valley were also removed, relocated, or repurposed to reduce the usage and, therefore, the risk of landslide hazards ("Reducing Rockfall Risk in Yosemite National Park," n.d.). Additionally, emergency plans have been developed by the park rangers to close trails and post warning signs in hazardous areas for landslide occurence ("Rockfall," n.d.).

The National Park Service has also put emphasis on informing Yosemite’s visitors about the risks of landslides in the valley in order to decrease the risk level by increasing individuals’ knowledge of these events. In the event of a landslide the National Park Service has suggested visitors to take the following the actions ("Rockfall," n.d.):

  • Be aware of surroundings
  • Inform park staff if you witness a landslide
  • Understand that landslides are a dynamic natural process

Due to the geomorphology and high potential for landslide occurrence in Yosemite National Park it is impossible to completely eliminate the risks associated with landslides in Yosemite Valley, however the actions taken by the National Park Service have been calculated to have reduced the risk of landslide hazard by 95% ("Rockfall," n.d.).

Conclusions

Landslides present hazards in all 50 U.S. states. The energy carried by large downslope movements of rock or soil has the potential to destroy infrastructure and to injure or cause death of humans. About 25 to 50 casualties in the United States are attributed to landslides annually along with about 3.5 billion dollars (year 2001 dollars) worth of damages (USGS, n.d.).

Yosemite Valley is particularly susceptible to landslide occurrences due to the steep granitic slopes (up to 90 degrees) and tall cliffs (up to 1 km) that were shaped primarily through various periods of glaciation (Huber, 1987). Fractures in the granitic rock that composes the cliffs in the valley create a slip plane in which a landslide can be triggered given enough energy. Driving forces of landslides acting on the cliffs at Yosemite Valley include topography, material strength, seismic activity, water, and vegetation (Keller, 2000). Additionally, exfoliation is a significant driver of landslides in the valley ("Rockfall," n.d.).

The National Park Service has assessed the hazards and risks associated with landslides in Yosemite Valley in order to increase the safety of the millions of annual visitors that the park receives every year. The National Park Service mapped a rock fall hazard line in which there was a 0.2% chance each year that a boulder would cross the mapped line. To do this, outlying boulders were mapped and 90th-percentile distances were determined. Then, cosmogenic 10Be exposure dating and computer generated rock fall simulations (known as STONE) were averaged to scale the 90th-percentile distances for frequency of occurrence. These factors composed the calculations required to determine the rock fall hazard line throughout Yosemite Valley (Stock et al., 2012a).

The rock fall hazard line was then used to quantify a risk metric (risk level) of locations within Yosemite Valley. The National Park Service identified structures within the rock fall hazard zone (areas behind the rock fall hazard line) in conjunction with the expected number of occupants at each site and the frequency of outlying boulder impact to calculate a numerical value for the risk metric of structures within the rock fall hazard zone. Values ranged from 0.1 (low risk) to 32.6 (high risk).

The risk metric was used to determine relative safety of areas within the valley and to help with landslide mitigation techniques. In order to reduce the risk of injury or death the National Park Service removed 200 buildings from Curry Village (campsite within Yosemite Valley) and repurposed three buildings from residences to storage ("Reducing Rockfall Risk in Yosemite National Park," n.d.). The National Park Service have established emergency plans for closing trails. Additionally, the National Park Service is continually working on increasing visitor knowledge about landslides within Yosemite National Park. The efforts made by the National Park Service have been calculated to reduce the risk associated with landslide hazards in Yosemite Valley by 95% ("Rockfall," n.d.). Yosemite Valley in Yosemite National Park, California, despite its hazards, is continually a popular vacation spot for millions of tourists worldwide.

References

Bateman, P.C., 1992, Plutonism in the central part of the Sierra Nevada Batholith, California: U.S. Geological Survey Professional Paper 1483, 186 p.

Calkins, F.C., Huber, N.K., and Roller, J.A., 1985, Geologic bedrock map of Yosemite Valley, Yosemite National Park, California: U.S. Geological Survey Map I-1639.

Evans, S.G., and Hungr O., 1993, The assessment of rockfall hazard at the base of talus slopes, Canadian Geotechnical Journal, v. 30, p. 620-636.

Fell, R., Corominas, J., Bonnard, C., Cascini L., Leroi, E., and Savage, W.Z., 2008, Guidelines for landslide susceptibility, hazard and risk zoning for land use planning: Engineering Geology, v. 102, p. 85-98.

History and Culture – Yosemite National Park (U.S. National Park Service). (n.d.). Retrieved June 13, 2015, from http://www.nps.gov/yose/learn/historyculture/index.htm

Huber, N.K., 1987, The Geologic Story of Yosemite National Park: U.S. Geological Survey Bulletin 1595.

Keefer, D.K., Landslides caused by earthquakes. 1984. Retrieved June 13, 2015, from http://gsabulletin.gsapubs.org/content/95/4/406.full.pdf+html

Keller, E. A. (2000). Environmental Geology (8th ed.). Prentice-Hall, Inc. Landslides, Slope Failure, & other Mass Wasting Processes Module 4 Environmental Geology. (n.d.). Retrieved June 13, 2015, from http://geology.isu.edu/wapi/envgeo/EG4_mass_wasting/EG_module_4.htm

Oblique Map Showing Maximum Extent of 20,000-Year-Old (Tiioga) Glaciers, Yosemite National Park, Central Sierra Nevada, California. (n.d.). Retrieved June 13, 2015, from http://pubs.usgs.gov/imap/i1885/

Reducing Rockfall Risk in Yosemite National Park - Eos. (n.d.). Retrieved June 13, 2015, from https://eos.org/project-updates/reducing-rockfall-risk-yosemite-national-park

Rockfall - Yosemite National Park (U.S. National Park Service). (n.d.). Retrieved June 13, 2015, from http://www.nps.gov/yose/learn/nature/rockfall.htm

Stock, G.M., Collins, B.D., Santaniello, D.J., Zimmer, V.L., Wieczorek, G.F., and Snyder, J.B., 2012b, Historical rock falls in Yosemite National Park (1857-2011): U.S. Geological Survey Open-File Report (in review).

Stock, G.M., Luco, N, Collins, B.D., Harp, E.L., Reichenback, P., and Frankel, K.L., 2012a, Quantitative rock-fall hazard and risk assessment for Yosemite Valley, Yosemite National Park, California: U.S. Geological Survey USGS. Types of landslides.indd - fs2004-3072.pdf. (n.d.). Retrieved from http://pubs.usgs.gov/fs/2004/3072/pdf/fs2004-3072.pdf

Varnes, D.J., 1984, Landslide hazard zonation: A review of principles and practice: Natural Hazards, v. 3, UNESCO, Paris.

Wieczorek, G.F., Morrissey, M.M., Iovine, G., and Godt, J., 1998, Rock-fall hazards in Yosemite Valley: U.S. Geological Survey Open-File Report 98-467.

 

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